Category: Department of Labor
Advertising and Marketing Regulation | Custody | Cybersecurity | Department of Labor | Form ADV | Hedge Funds | Pay to Play | Penetration Testing | Private Equity Funds
11 Key Takeaways for Updating your Compliance Program in 2018: Investment Advisers, Hedge Funds and Private Equity Funds
Based on our review of the investment adviser regulatory landscape of 2017, these are the top 11 recommendations for investment adviser CCOs for updating their compliance programs: The revisions to the…