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Hardin Compliance LLC.

Stonewood Commons II
103 Bradford Road
Suite 200
Wexford, PA 15090

Phone: 833.942.2218
Fax: 1.724.935.6790

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The Compliance Informer

Category: Patriot Act

Investment Advisers Act | Investment Company Act | Patriot Act | SEC News

Best Chart Prepared by a Regulator — EVER!

March 7, 2015 | by Jaqueline Hummel, Partner and Managing Director

By: Jaqueline M. Hummel, Managing Director March 7, 2015 This doesn’t happen often, but on March 2, SEC Commissioner Daniel M. Gallagher actually expressed some concern about the regulatory burdens…

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MRB Regulatory Consulting

Hardin Compliance LLC.

Stonewood Commons II
103 Bradford Road
Suite 200

Wexford, PA 15090

Phone: 833.942.2218
Fax: 1.724.935.6790

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