Compliance Program Rule, Rule 206(4)-7 | Compliance Programs | Hardin News

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National Compliance Consultants

Welcome to Hardin Compliance Consulting blog.


We offer expert regulatory compliance services and solutions to investment advisers, broker-dealers, private funds and investment companies.

Our expert consulting team consists of former in-house securities attorneys, senior compliance managers, compliance professionals and senior audit professionals from prominent financial institutions.

We have the relevant experience to help our Clients build and maintain quality personalized compliance programs based on strong processes and a culture of compliance.

We distinguish ourselves from other consulting firms by providing hands-on, personalized regulatory compliance solutions.