Hardin News | Regulatory Filings

Hardin Compliance mentioned in Wealthmanagement.com Article on Changes to Form ADV

Wealthmanagement.com recently published “New SEC Rules Increase Scrutiny of Outside Compliance Chiefs.¬†” The article discusses the latest Form ADV amendments, including the requirement to disclose whether investment advisers outsource their chief compliance officer. ¬†Jaqueline M. Hummel, Managing Director and Partner at Hardin Compliance Consulting, was asked to weigh in.