Hardin News | Regulatory Filings
Hardin Compliance mentioned in Wealthmanagement.com Article on Changes to Form ADV
Wealthmanagement.com recently published “New SEC Rules Increase Scrutiny of Outside Compliance Chiefs. ” The article discusses the latest Form ADV amendments, including the requirement to disclose whether investment advisers outsource their chief compliance officer. Jaqueline M. Hummel, Managing Director and Partner at Hardin Compliance Consulting, was asked to weigh in.