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Hardin Compliance LLC.

Stonewood Commons II
103 Bradford Road
Suite 200
Wexford, PA 15090

Phone: 833.942.2218
Fax: 1.724.935.6790

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The Compliance Informer

Tag: Form N-CEN

Disclosures | Form ADV | Investment Advisers Act | Investment Company Act | Regulatory Filings | SEC News

SEC Asks for More Data from Funds and Advisers

May 21, 2015 | by Jaqueline Hummel, Partner and Managing Director

By Jaqueline M. Hummel, Managing Director May 21, 2015  On May 20, 2015, the SEC proposed some rule changes and amendments to forms that will require additional reporting and disclosure…

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MRB Regulatory Consulting

Hardin Compliance LLC.

Stonewood Commons II
103 Bradford Road
Suite 200

Wexford, PA 15090

Phone: 833.942.2218
Fax: 1.724.935.6790

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