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Hardin Compliance LLC.

Stonewood Commons II
103 Bradford Road
Suite 200
Wexford, PA 15090

Phone: 833.942.2218
Fax: 1.724.935.6790

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The Compliance Informer

Tag: MiFID II

Best Execution | MiFID II

MiFID II and Its Effects on US Advisers

January 5, 2018 | by Cari Hopfensperger, Senior Compliance Consultant

One of the largest global regulatory packages in the past ten years became effective January 3, 2018.  The European Union’s Markets in Financial Instruments Directive, more commonly known as MiFID…

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MRB Regulatory Consulting

Hardin Compliance LLC.

Stonewood Commons II
103 Bradford Road
Suite 200

Wexford, PA 15090

Phone: 833.942.2218
Fax: 1.724.935.6790

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